Skip to Content

How to determine the illegal operation of futures? Detailed explanation of legal rules

Submitted by • July 11, 2023 Website: yunshfx.com

The legal operation of futures is subject to a series of regulations and supervision of national laws and regulations, and only after the approval of the China Securities Regulatory Commission can it be traded in the authorized market. In this case, the legal trading of futures can be regarded as a legitimate business activity and has legal effect. However, many people try to engage in futures trading activities in illegal ways and disrupt the market order, which requires legal rules to determine such illegal behavior. Next, this article will explain in detail how to determine the illegal operation of futures and the legal rules.YSHX

First of all, Chinese laws and regulations have strict regulations on the illegal operation of futures. “Futures Trading Regulations” and “Securities Law of the People’s Republic of China” and other laws and regulations clearly stipulate that if futures trading does not comply with relevant regulations, it will be regarded as illegal operation. Generally speaking, illegal futures trading is characterized by not being authorized by the China Securities Regulatory Commission and not being traded in the Chinese securities market.

Secondly, relevant evidence needs to be taken into consideration when determining the illegal operation of futures. Evidence is a very important factor in determining illegal operations. These evidences include violations of the approval system of the China Securities Regulatory Commission, failure to report transactions to regulatory agencies in accordance with the law, failure to open specific accounts, failure to pay security deposits as required or insufficient security deposits, etc.yunshfx

Thirdly, it is necessary to consider whether the subject of illegal operation has a record of illegal behavior caused by futures trading. If an institution or individual has been found to have violated the law due to futures trading and related activities, it is easier to determine whether the institution or individual is engaged in futures trading illegally.Yun Shang Hui Xin

Finally, the loss and impact of illegal futures trading on the market is also an important basis for judging illegal operations. The illegal futures trading disturbed the market order and caused huge losses to the futures market. Once it is confirmed that an institution or individual is engaged in illegal futures trading, it needs to bear corresponding legal responsibilities.Yun Shang Hui Xin Limited

All in all, it is necessary to comprehensively consider the above factors to determine the illegal operation of futures. Only one rule or evidence is not enough to make a conclusion. It must have sufficient evidence and a clear chain of evidence to confirm whether an institution or individual has engaged in illegal futures trading. Only in this way can the orderly development of futures trading be realized and the healthy order of the market maintained.

Gallery (click for full size)
Voted by:

Visit Site 0 Comments Share

No Responses to “How to determine the illegal operation of futures? Detailed explanation of legal rules” Leave a reply ›

Leave a Reply

<a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <cite> <code> <del datetime=""> <em> <i> <q cite=""> <s> <strike> <strong>